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DOE Collects Civil Penalties for Failure to Certify

June 12, 2013 - 5:51pm


The Office of Enforcement recently resolved enforcement actions against thirty-nine companies for failure to submit the required certification reports that their covered products or equipment comply with federal energy and water conservation standards.  DOE assessed civil penalties averaging about $8,000 per manufacturer for a wide variety of products, including lighting products, home appliances, and commercial walk-in cooler/freezer components.  As part of each settlement, the manufacturer must submit the required certification reports, which includes a certification that the products have been tested in accordance with the DOE test procedure and that the products meet the applicable standard(s).

Each company that imports or domestically produces covered products or equipment must submit to DOE a report certifying that its products or equipment comply with applicable federal energy and water conservation standards.  Certification is an important part of developing an effective program for ensuring that consumer products and commercial equipment manufactured for distribution in the United States save consumers money while minimizing their impact on the environment.  DOE relies on self-certification in concert with Departmental testing to ensure manufacturers accurately represent the compliance of their products.

Documents related to certification violations are available here.